Managerial Ability, Compensation and the Closed-End Fund Discount

Author(s)

  Jonathan Berk

  Richard Stanton

Abstract

The discount on closed-end funds is widely accepted as proof of investor irrationality. We show, to the contrary, that a very simple parsimonious rational model can generate a discount that exhibits the behavior observed in practice. The only required features of the model are that managers have (imperfectly observable) ability to generate excess returns; they sign long-term contracts guaranteeing them a fee each year equal to a fixed fraction of assets under management; and they can leave to earn more money elsewhere if they turn out to be good. With these assumptions, time-varying discounts are not an anomaly in a rational world with competitive investors --- they are required. 

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