CARL SHAPIRO


Last Modified: April 2008


Positions

---- Transamerica Professor of Business Strategy, Walter A. Haas School of Business, University of California at Berkeley
---- Professor of Economics, Department of Economics, University of California at Berkeley
---- Director, Institute of Business and Economic Research, University of California at Berkeley
---- Research Associate, National Bureau of Economic Research


Biography

Carl Shapiro is the Transamerica Professor of Business Strategy at the Haas School of Business at the University of California at Berkeley. He also is Director of the Institute of Business and Economic Research, and Professor of Economics in the Economics Department, at UC Berkeley. He earned his Ph.D. in Economics at M.I.T. in 1981, taught at Princeton University during the 1980s, and has been at Berkeley since 1990. He has been Editor of the Journal of Economic Perspectives and a Fellow at the Center for Advanced Study in the Behavioral Sciences, among other honors.

Professor Shapiro has published extensively in the areas of industrial organization, competition policy, patents, the economics of innovation, and competitive strategy. His current research interests include antitrust economics, intellectual property and licensing, patent policy, product standards and compatibility, and the economics of networks and interconnection.

Professor Shapiro served as Deputy Assistant Attorney General for Economics in the Antitrust Division of the U.S. Department of Justice during 1995-1996. He founded the Tilden Group, and is now a Senior Consultant with CRA International, an economic consulting company. He has consulted extensively for a wide range of private clients as well as for the U.S. Department of Justice and the Federal Trade Commission.

Professor Shapiro is the co-author, with Hal R. Varian, of Information Rules: A Strategic Guide to the Network Economy, published by the Harvard Business School Press. Information Rules has received critical acclaim for its application of economic principles to the Information Economy and has been widely read by managers and adopted for classroom use.


Contact Information

E-mail: shapiro@haas.berkeley.edu
Home Page: http://faculty.haas.berkeley.edu/shapiro

Haas School of Business
University of California
Berkeley, CA 94720-1900
phone: 510-642-5905
fax: 510-642-4700


Shapiro Curriculum Vitae

My Curriculum Vitae in HTML Format

My Curriculum Vitae in PDF Format


Recent Writings

          Coming Soon

Cannibalization, Pass-Through, and Market Definition, with Joseph Farrell, 2008

Mergers with Unilateral Effects: A Simpler and More Accurate Alternative to Market Definition, with Joseph Farrell, 2008

Current Working Papers

Microsoft: Remedial Failure, December 2007

2008

Improving Critical Loss, with Joseph Farrell, Antitrust Source, 2008.

Reinvigorating Horizontal Merger Enforcement, with Jonathan Baker, Oxford University Press, forthcoming

How Strong Are Weak Patents?, with Joseph Farrell, American Economics Review, forthcoming

Cournot Example

          2007

Standard Setting, Patents, and Hold-Up, with Joseph Farrell, John Hayes and Theresa Sullivan, Antitrust Law Journal, 2007

Patent Reform: Aligning Reward and Contribution, Innovation Policy and the Economy, 2007

Antitrust, with Louis Kaplow, Chapter 15, in Handbook of Law and Economics, Volume 2, 2007

Patent Hold-Up and Royalty Stacking, with Mark A. Lemley, Texas Law Review, 2007

Reply to Golden

The Design and Use of Patents, IESE-BBVA Prize Lecture, Madrid, Spain, April 2007

Slides

Market  Definition in Crude Oil: Estimating the Effects of the BP/Arco Merger, with John Hayes and Robert Town, Antitrust Bulletin, 2007

2006

Injunctions, Hold-Up, and Patent Royalties, August 2006

Prior User Rights, American Economic Review Papers & Proceedings, May 2006

2005

Antitrust and Innovation, Testimony Before the Antitrust Modernization Commission, November 2005

Exclusionary Conduct, Testimony Before the Antitrust Modernization Commission, September 2005

Probabilistic Patents, with Mark A. Lemley, Journal of Economics Perspectives, Spring 2005

2004

Patent System Reform: Economic Analysis and Critique, Berkeley Technology Law Journal, 2004

Further Thoughts on Critical Loss, with Michael L. Katz, Antitrust Source, 2004

Unilateral Effects Calculations

The Economics of Information Technology, with Hal R. Varian and Joseph Farrell, Cambridge University Press, 2004

2003

Antitrust Analysis of Patent Settlements Between Rivals, Antitrust Magazine, 2003

Antitrust Limits to Patent Settlements, Rand Journal of Economics, 2003

Appendix

Critical Loss: Let’s Tell the Whole Story, with Michael L. Katz, Antitrust Magazine, 2003

The BP Amoco/ARCO Merger: Alaskan Crude Oil, with Jeremy Bulow, in The Antitrust Revolution, 2003

The FTC’s Challenge to Intel’s Cross-Licensing Practices, in The Antitrust Revolution, 2003

Figure and Table

2002 and Earlier

Competition Policy and Innovation, Report for the OECD, 2002

Antitrust Policy in the Clinton Administration, with Robert E. Litan, in American Economic Policy in the 1990s, 2002

Charts and Table

Navigating the Patent Thicket: Cross Licenses, Patent Pools, and Standard Setting, Innovation Policy and the Economy, 2000

Scale Economies and Synergies in Horizontal Merger Analysis, with Joseph Farrell, Antitrust Law Journal, 2001

Setting Compatibility Standards: Cooperation or Collusion?, in Expanding the Bounds of Intellectual Property, 2001

Trans-Atlantic Divergence in GE/Honeywell: Causes and Lessons, with Donna E. Patterson, Antitrust Magazine, 2001

Competition Policy: A Century of Economic and Legal Thinking, with William Kovacic, Journal of Economic Perspectives, 2000

Competition Policy in the Information Economy, in Competition Policy Analysis, 2000

Information Rules: A Strategic Guide to the Network Economy, with Hal R. Varian, Harvard Business School Press, 1999

The Art of Standards Wars, with Hal R. Varian, California Management Review, 1999

Exclusivity in Network Industries, George Mason Law Review, 1999

Antitrust in Software Markets, with Michael L. Katz, in Competition, Innovation, and the Microsoft Monopoly, 1999

Versioning: The Smart Way to Sell Information, with Hal R. Varian, California Management Review, 1998

Antitrust Issues in the Licensing of Intellectual Property: The Nine No-No’s Meet the Nineties,”  with Richard J. Gilbert, Brookings Papers on Economics: Microeconomics, 1997